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671 jobs found
06.05.2024
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Meliopayments Chief Compliance Officer United States, New York, New York
10+ years in a senior compliance role at a regulated financial services company with a track record of building teams and delivering the outcomes described in the summary above. More...
Provide leadership and guidance to Private Wealth Investments and Bank trading desk on various regulatory and policy requirements covering investments and trading activities for agency and trust accounts. Perform assessment...
Develop, organize and execute assigned DPA workplan tasks. Work withexternal counselto establish standards and implementing procedures to ensure that thedocumented results of the assigned workplan tasks are delivered within time...
Provide Independent Risk Management coverage of FINRA licensed bankers in Commercial Banking. Liaise with Corporate and Investment Banking partners to ensure a consistent securities Compliance program across coverage areas. Oversee,...
Sustainment of the compliance assurance program for Honeywell’s global operations, based within the Compliance Center of Excellence. Management of government authorizations. Usage of proper systems for transferring technical information. Transaction/third-party...
Developing and updating the company's compliance strategy, policies, and procedures consistent with the U.S. Department of Justice’s guidance on corporate compliance programs. This will include the company’s code of conduct,...
10+ years in a senior compliance role at a regulated financial services company with a track record of building teams and delivering the outcomes described in the summary above. More...
As a Compliance Officer for the tech industry, you will play an important role in maintaining a safe and secure work environment for employees and customers. You will be responsible for reviewing, interpreting, and enforcing policies and procedures, as well as identifying and addressing any violations of these policies. Your focus will be on customer service, regulatory requirements, company procedures, and industry standards.
You will work closely with other departments within the organization, such as legal, finance, and operations, to ensure that all employees adhere to applicable laws and regulations. You will also be expected to conduct routine audits and reviews, as well as investigate any possible violations and recommend remedial action, where appropriate. All of this leads to, and is completed with continuous reporting requirements to all internal stakeholders and the wider org.
In addition to this, you will need to have excellent written and verbal communication skills and have the ability to think and reason critically. A strong attention to detail, ability to work in high-pressure situations, and the capability to maintain professionalism and confidentiality on sensitive topics is a must.
Ultimately, you will be instrumental in protecting employees and customers, as well as the company’s reputation and image, in a constantly-evolving technological field. Expoint, the leading tech industry job searching platform, is the ideal place to find the perfect Compliance Officer role.